Middle Pleistocene human facial morphology in an evolutionary and developmental context

Abstract

Neanderthals and modern humans exhibit distinct facial architectures. The patterning of facial morphology of their predecessors, the Middle Pleistocene humans, is more mosaic showing a mix of archaic and modern morphologies. Significant changes in facial size and robusticity occurred throughout Pleistocene human evolution, resulting in temporal trends in both facial reduction and enlargement. However, the allometric patterning in facial morphology in archaic humans is not well understood. This study explores temporal trends in facial morphology in order to gain a clearer understanding of the polarity of features, and describes the allometric patterning of facial shape. The modern human sample comprises cross-sectional growth series of four morphologically distinct human populations. The fossil sample covers specimens from the Middle Pleistocene to the Upper Paleolithic. We digitized landmarks and semilandmarks on surface and computed tomography scans and analyzed the Procrustes shape coordinates. Principal component analyses were performed, and Procrustes distances were used to identify phenetic similarities between fossil hominins. In order to explore the influence of size on facial features, allometric trajectories were calculated for fossil and modern human groups, and developmental simulations were performed. We show that facial features can be used to separate Pleistocene humans into temporal clusters. The distinctly modern human pattern of facial morphology is already present around 170 ka. Species- and population-specific facial features develop before two years of age, and several of the large-scale facial differences between Neanderthals and Middle Pleistocene humans are due to scaling along a shared allometric trajectory. These features include aspects of the frontal bone, browridge morphology, nasal aperture size and facial prognathism. Infraorbital surface topography and orientation of the midface in the European Middle Pleistocene hominins is intermediate between the African Middle Pleistocene and Neanderthal condition. This could suggest that the European Middle Pleistocene hominins display incipient Neanderthal features.