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. 2015 Oct;12(5):436-41.
doi: 10.1177/1740774515598334. Epub 2015 Sep 15.

Exploring the ethical and regulatory issues in pragmatic clinical trials

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Exploring the ethical and regulatory issues in pragmatic clinical trials

Robert M Califf et al. Clin Trials. 2015 Oct.

Abstract

The need for high-quality evidence to support decision making about health and health care by patients, physicians, care providers, and policy-makers is well documented. However, serious shortcomings in evidence persist. Pragmatic clinical trials that use novel techniques including emerging information and communication technologies to explore important research questions rapidly and at a fraction of the cost incurred by more "traditional" research methods promise to help close this gap. Nevertheless, while pragmatic clinical trials can bridge clinical practice and research, they may also raise difficult ethical and regulatory challenges. In this article, the authors briefly survey the current state of evidence that is available to inform clinical care and other health-related decisions and discuss the potential for pragmatic clinical trials to improve this state of affairs. They then propose a new working definition for pragmatic research that centers upon fitness for informing decisions about health and health care. Finally, they introduce a project, jointly undertaken by the National Institutes of Health Health Care Systems Research Collaboratory and the National Patient-Centered Clinical Research Network (PCORnet), which addresses 11 key aspects of current systems for regulatory and ethical oversight of clinical research that pose challenges to conducting pragmatic clinical trials. In the series of articles commissioned on this topic published in this issue of Clinical Trials, each of these aspects is addressed in a dedicated article, with a special focus on the interplay between ethical and regulatory considerations and pragmatic clinical research aimed at informing "real-world" choices about health and health care.

Keywords: Clinical trials; cluster-randomized trial; ethics; evidence-based medicine; learning health-care system; patient-centered outcomes research; pragmatic clinical trial.

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Conflict of interest statement

Declaration of conflicting interests: Dr. Califf currently holds the post of Deputy Commissioner for Health Products and Tobacco, U.S. Food and Drug Administration. Prior to holding this post, Dr. Califf received grant funding from the Patient-Centered Outcomes Research Institute, the National Institutes of Health, the US Food and Drug Administration, the Clinical Trials Transformation Initiative, Merck, Roche, Aterovax, Bayer, Janssen Pharmaceuticals, Eli Lilly & Company, and Schering-Plough; grants and personal fees from Novartis, Amylin, Scios, and Bristol-Myers Squibb/Bristol-Myers Squibb Foundation; and personal fees from WebMD, Kowa Research Institute, Nile, Parkview, Orexigen, Pozen, Servier International, Bayer Healthcare, Bayer Pharma AG, CV Sight, Daiichi Sankyo/Lilly, Gambro, Gilead, Heart.org–Bayer, Medscape, Pfizer, Regeneron, TMC, GlaxoSmithKline, Genentech, Heart.org–Daiichi Sankyo, and Amgen. Dr. Califf also reported holding equity in Nitrox/N30 and Portola. A full listing of disclosure information for Dr. Califf for this interval is available at https://www.dcri.org/about-us/conflict-of-interest. Dr. Sugarman receives grant support from the National Institutes of Health and the Patient-Centered Outcomes Research Institute, and consulting income from Merck KGaA.

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