Skip to main page content
U.S. flag

An official website of the United States government

Dot gov

The .gov means it’s official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you’re on a federal government site.

Https

The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.

Access keys NCBI Homepage MyNCBI Homepage Main Content Main Navigation
Review
. 2017 Jul 25;117(3):332-339.
doi: 10.1038/bjc.2017.186. Epub 2017 Jun 29.

Embracing model-based designs for dose-finding trials

Affiliations
Review

Embracing model-based designs for dose-finding trials

Sharon B Love et al. Br J Cancer. .

Abstract

Background: Dose-finding trials are essential to drug development as they establish recommended doses for later-phase testing. We aim to motivate wider use of model-based designs for dose finding, such as the continual reassessment method (CRM).

Methods: We carried out a literature review of dose-finding designs and conducted a survey to identify perceived barriers to their implementation.

Results: We describe the benefits of model-based designs (flexibility, superior operating characteristics, extended scope), their current uptake, and existing resources. The most prominent barriers to implementation of a model-based design were lack of suitable training, chief investigators' preference for algorithm-based designs (e.g., 3+3), and limited resources for study design before funding. We use a real-world example to illustrate how these barriers can be overcome.

Conclusions: There is overwhelming evidence for the benefits of CRM. Many leading pharmaceutical companies routinely implement model-based designs. Our analysis identified barriers for academic statisticians and clinical academics in mirroring the progress industry has made in trial design. Unified support from funders, regulators, and journal editors could result in more accurate doses for later-phase testing, and increase the efficiency and success of clinical drug development. We give recommendations for increasing the uptake of model-based designs for dose-finding trials in academia.

PubMed Disclaimer

Conflict of interest statement

BG-M is an employee of Boehringer Ingelheim Pharma GmbH & Co. KG, CH is an employee of Roche Pharmaceuticals and JM is an employee of AstraZeneca. The other authors declare no other conflict of interest.

Figures

Figure 1
Figure 1
Percentage of respondents identifying each item as a barrier to implementing model-based designs. See Supplementary Table C for all items. CI=chief investigator.
Figure 2
Figure 2
Toxicity interval probabilities for all prespecified dose levels after one patient has been treated with 5 mg, showing the probabilities for (top) over-, (middle) target, and (bottom) undertoxicity. With green indicating safe doses and red indicating unsafe doses, this shows the current dose decision can be based solely on overtoxicity since only the overtoxicity graph has red doses. We wish to increase the dose if we can; the current patient took 5 mg, but 10 mg would also be safe; thus, the model proposes 10 mg for the next patient.

References

    1. Babb J, Rogatko A, Zacks S (1998) Cancer phase I clinical trials: efficient dose escalation with overdose control. Stat Med 17(10): 1103–1120. - PubMed
    1. Boonstra PS, Shen J, Taylor JM, Braun TM, Griffith KA, Daignault S, Kalemkerian GP, Lawrence TS, Schipper MJ (2015) A statistical evaluation of dose expansion cohorts in phase I clinical trials. J Natl Cancer Inst 107(3): pii: dju429). - PMC - PubMed
    1. Braun TM (2014) The current design of oncology phase I clinical trials: progressing from algorithms to statistical models. Chin Clin Oncol 3(1): 2. - PubMed
    1. Calvert AH, Plummer R (2008) The development of phase I cancer trial methodologies: the use of pharmacokinetic and pharmacodynamic end points sets the scene for phase 0 cancer clinical trials. Clin Cancer Res 14(12): 3664–3669. - PubMed
    1. Carter SK (1987) The phase I study. In: Hellmann K, Carter SK (eds). Fundamentals of Cancer Chemotherapy. McGraw-Hill: New York, NY, USA, pp xv, p 527.