Using clinical Natural Language Processing for health outcomes research: Overview and actionable suggestions for future advances

Abstract

The importance of incorporating Natural Language Processing (NLP) methods in clinical informatics research has been increasingly recognized over the past years, and has led to transformative advances. Typically, clinical NLP systems are developed and evaluated on word, sentence, or document level annotations that model specific attributes and features, such as document content (e.g., patient status, or report type), document section types (e.g., current medications, past medical history, or discharge summary), named entities and concepts (e.g., diagnoses, symptoms, or treatments) or semantic attributes (e.g., negation, severity, or temporality). From a clinical perspective, on the other hand, research studies are typically modelled and evaluated on a patient- or population-level, such as predicting how a patient group might respond to specific treatments or patient monitoring over time. While some NLP tasks consider predictions at the individual or group user level, these tasks still constitute a minority. Owing to the discrepancy between scientific objectives of each field, and because of differences in methodological evaluation priorities, there is no clear alignment between these evaluation approaches. Here we provide a broad summary and outline of the challenging issues involved in defining appropriate intrinsic and extrinsic evaluation methods for NLP research that is to be used for clinical outcomes research, and vice versa. A particular focus is placed on mental health research, an area still relatively understudied by the clinical NLP research community, but where NLP methods are of notable relevance. Recent advances in clinical NLP method development have been significant, but we propose more emphasis needs to be placed on rigorous evaluation for the field to advance further. To enable this, we provide actionable suggestions, including a minimal protocol that could be used when reporting clinical NLP method development and its evaluation.

Keywords: Clinical informatics; Epidemiology; Evaluation; Information extraction; Mental Health Informatics; Natural Language Processing; Public Health; Text analytics.

Fig. 1

Example of a suggested structured protocol with essential details for documenting NLP approaches and performed evaluations. The example includes different levels of evaluation (intrinsic and extrinsic) that could be outlined with details about the task, metrics, results, and error analysis/comments.

Fig. 2

A minimal protocol example of details to report on the development of a clinical NLP approach for a specific problem, that would enable more transparency and ensure reproducibility.