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Review
. 2018 Oct 31;10(10):CD011887.
doi: 10.1002/14651858.CD011887.pub2.

Action observation for upper limb rehabilitation after stroke

Affiliations
Review

Action observation for upper limb rehabilitation after stroke

Lorenna Rdm Borges et al. Cochrane Database Syst Rev. .

Update in

Abstract

Background: Action observation (AO) is a physical rehabilitation approach that facilitates the occurrence of neural plasticity through the activation of the mirror-neural system, promoting motor recovery in people with stroke.

Objectives: To assess whether action observation enhances motor function and upper limb motor performance and cortical activation in people with stroke.

Search methods: We searched the Cochrane Stroke Group Trials Register (last searched 4 September 2017), the Central Register of Controlled Trials (24 October 2017), MEDLINE (1946 to 24 October 2017), Embase (1974 to 24 October 2017) and five additional databases. We also searched trial registries and reference lists.

Selection criteria: Randomized controlled trials (RCTs) of AO, alone or associated with physical practice in adults after stroke. The primary outcome was upper limb motor function. Secondary outcomes included dependence on activities of daily living (ADL), motor performance, cortical activation, quality of life, and adverse effects.

Data collection and analysis: Two review authors independently selected trials according to the pre-defined inclusion criteria, extracted data, assessed risk of bias, and applied the GRADE approach to assess the quality of the evidence. The reviews authors contacted trial authors for clarification and missing information.

Main results: We included 12 trials involving 478 individuals. A number of trials showed a high risk of bias and others an unclear risk of bias due to poor reporting. The quality of the evidence was 'low' for most of the outcomes and 'moderate' for hand function, according to the GRADE system. In most of the studies, AO was followed by some form of physical activity.

Primary outcome: the impact of AO on arm function showed a small significant effect (standardized mean difference (SMD) 0.36, 95% CI 0.13 to 0.60; 8 studies; 314 participants; low-quality evidence); and a large significant effect (mean difference (MD) 2.90, 95% CI 1.13 to 4.66; 3 studies; 132 participants; moderate-quality evidence) on hand function.

Secondary outcomes: there was a large significant effect for ADL outcome (SMD 0.86, 95% CI 0.11 to 1.61; 4 studies, 226 participants; low-quality evidence). We were unable to pool other secondary outcomes to extract the evidence. Only two studies reported adverse effects without significant adverse AO events.

Authors' conclusions: We found evidence that AO is beneficial in improving upper limb motor function and dependence in activities of daily living (ADL) in people with stroke, when compared with any control group; however, we considered the quality of the evidence to be low. We considered the effect of AO on hand function to be large, but it does not appear to be clinically relevant, although we considered the quality of the evidence as moderate. As such, our confidence in the effect estimate is limited because it will likely change with future research.

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Conflict of interest statement

Lorenna RDM Borges: none known. Aline Fernandes: none known. Luciana Melo: none known. Ricardo O Guerra: none known. Tania F Campos: none known.

Figures

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Figure 1. Study flow diagram.
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Figure 2. Risk of bias summary: review authors' judgements about each risk of bias item for each included study.
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Figure 3 Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages across all included studies.

References

References to studies included in this review

Celnik 2008 {published and unpublished data}
    1. Celnik P, Webster B, Glasser DM, Cohen LG. Effects of action observation on physical training after stroke. Stroke 2008;39(6):1814‐20. [DOI: 10.1161/STROKEAHA.107.508184] - DOI - PMC - PubMed
Cowles 2013 {published and unpublished data}
    1. Cowles T, Clark A, Mares K, Peryer G, Stuck R, Pomeroy V. Observation‐to‐imitate plus practice could add little to physical therapy benefits within 31 days of stroke: translational randomized controlled trial. Neurorehabilitation and Neural Repair 2013;27(2):173‐82. [DOI: 10.1177/1545968312452470] - DOI - PubMed
Dettmers 2014 {published and unpublished data}
    1. Dettmers C, Nedelko V, Hassa T, Starrost K, Schoenfeld MA. Video therapy: promoting hand function after stroke by action observation training – a pilot randomized controlled rial. International Journal of Physical Medicine and Rehabilitation 2014;2(189):2. [2329‐9096 ]
Ertelt 2007 {published and unpublished data}
    1. Ertelt D, Hemmelmann C, Dettmers C, Ziegler A, Binkofski F. Observation and execution of upper‐limb movements as a tool for rehabilitation of motor deficits in paretic stroke patients: protocol of a randomized clinical trial. BMC Neurology 2012;12(1):42. [DOI: 10.1186/1471-2377-12-42] - DOI - PMC - PubMed
Franceschini 2012 {published and unpublished data}
    1. Franceschini M, Ceravolo MG, Agosti M, Cavallini P, Bonassi S, Dall’Armi V, et al. Clinical relevance of action observation in upper‐limb stroke rehabilitation a possible role in recovery of functional dexterity. A randomized clinical trial. Neurorehabilitation and Neural Repair 2012;26(5):456‐62. [DOI: 10.1177/1545968311427406] - DOI - PubMed
    1. Sale P, Ceravolo MG, Franceschini M. Action observation therapy in the subacute phase promotes dexterity recovery in right‐hemisphere stroke patients. BioMed Research International 2014;2014:1‐7. [DOI: 10.1155/2014/457538] - DOI - PMC - PubMed
Fu 2017 {published data only}
    1. Fu J, Zeng M, Shen F, Cui Y, Zhu M, Gu X, et al. Effects of action observation therapy on upper extremity function, daily activities and motion evoked potential in cerebral infarction patients. Medicine 2017;96(42):1‐6. - PMC - PubMed
Harmsen 2015 {published and unpublished data}
    1. Harmsen WJ, Bussmann JB, Selles RW, Hurkmans HL, Ribbers GM. A mirror therapy‐based action observation protocol to improve motor learning after stroke. Neurorehabilitation and Neural Repair 2015;29(6):509‐16. [DOI: 10.1177/1545968314558598] - DOI - PubMed
Kim 2015 {published data only}
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    1. Kim E, Kim K. Effects of purposeful action observation on kinematic patterns of upper extremity in individuals with hemiplegia. Journal of Physical Therapy Science 2015;27(6):1809‐11. [DOI: 10.1589/jpts.27.1809] - DOI - PMC - PubMed
Kim 2016a {published data only}
    1. Kim C, Bang D. Action observation training enhances upper extremity function in subacute stroke survivor with moderate impairment: a double‐blind, randomized controlled pilot trial. Journal of the Korean Society of Physical Medicine 2016;11(1):133‐40. [10.13066/kspm.2016.11.1.133]
Kuk 2016 {published data only}
    1. Kuk E, Kim J, Oh D, Hwang H. Effects of action observation therapy on hand dexterity and EEG‐based cortical activation patterns in patients with post‐stroke hemiparesis. Topics in Stroke Rehabilitation 2016;23(5):318‐25. [DOI: 10.1080/10749357.2016.1157972] - DOI - PubMed
Lee 2013 {published and unpublished data}
    1. Lee D, Roh H, Park J, Lee S, Han S. Drinking behavior training for stroke patients using action observation and practice of upper limb function. Journal of Physical Therapy Science 2013;25(5):611‐4. [DOI: 10.1589/jpts.25.611] - DOI - PMC - PubMed
Zhu 2015 {published and unpublished data}
    1. Zhu MH, Wang J, Gu XD, Shi MF, Zeng M, Wang CY, et al. Effect of action observation therapy on daily activities and motor recovery in stroke patients. International Journal of Nursing Sciences 2015;2(3):279‐82. [DOI: 10.1016/j.ijnss.2015.08.006] - DOI

References to studies excluded from this review

Brunner 2014 {published data only}
    1. Brunner IC, Skouen JS, Ersland L. Plasticity and response to action observation: a longitudinal FMRI study of potential mirror neurons in patients with subacute stroke. Neurorehabilitation and Neural Repair 2014;28(9):874‐84. [DOI: 10.1177/1545968314527350] - DOI - PubMed
Cha 2015 {published data only}
    1. Cha Y, Yoo E, Jung M, Park S, Park J, Lee J. Effects of mental practice with action observation training on occupational performance after stroke. Journal of Stroke and Cerebrovascular Diseases 2015;24(6):1405‐13. - PubMed
Chang 2017 {published data only}
    1. Chang M, Kim H, Kim K, Oh J, Jang C, Yoon T. Effects of observation of hand movements reflected in a mirror on cortical activation in patients with stroke. Journal of Physical Therapy Science 2017;29(1):38‐42. - PMC - PubMed
Emmerson 2017 {published data only}
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Ertelt 2012 {published data only}
    1. Ertelt D, Hemmelmann C, Dettmers C, Ziegler A, Binkofsk F. Observation and execution of upper‐limb movements as a tool for rehabilitation of motor deficits in paretic stroke patients: protocol of a randomized clinical trial. BMC Neurology 2012;12(1):42. [DOI: 10.1186/1471-2377-12-42] - DOI - PMC - PubMed
Franceschini 2010 {published data only}
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Frenkel‐Toledo 2014 {published data only}
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Kim 2013a {published data only}
    1. Kim J, Chung E, Lee B. A study of analysis of the brain wave with respected to action observation and motor imagery: a pilot randomized controlled trial. Physical Therapy Science 2013;25(7):779‐82. [DOI: 10.1589/jpts.25.779] - DOI - PMC - PubMed
Kim 2013b {published data only}
    1. Kim JH, Lee BH. Action observation training for functional activities after stroke: a pilot randomized controlled trial. NeuroRehabilitation 2013;33(4):565‐74. [DOI: 10.3233/NRE-130991] - DOI - PubMed
Kim 2014 {published data only}
    1. Kim SS, Kim TH, Lee BH. Effects of action observational training on cerebral hemodynamic changes of stroke survivors: a fTCD study. Journal of Physical Therapy Science 2014;26(3):331‐4. [10.1589/jpts.26.331] - PMC - PubMed
Kim 2016b {published data only}
    1. Kim T, Kim S, Lee B. Effects of action observational training plus brain‐computer interface‐based functional electrical stimulation on paretic arm motor recovery in patient with stroke: a randomized controlled trial. Occupational Therapy International 2016;23(1):39‐47. [DOI: 10.1002/oti.1403] - DOI - PubMed
Liepert 2014 {published data only}
    1. Liepert J, Greiner J, Dettmers C. Motor excitability changes during action observation in stroke patients. Journal of Rehabilitation Medicine 2014;46(5):400‐5. [DOI: 10.2340/16501977-1276] - DOI - PubMed
Lubart 2017 {published data only}
    1. Lubart A, Leibovitz A, Peleg L, Yarovoy A, Gal G, Mizrahi E, et al. Action observation of motor skills followed by immediate sleep enhances the motor rehabilitation of older adults with stroke. Journal of Geriatric Physical Therapy 2017; Vol. [Epub ahead of print]. [2152‐0895] - PubMed
Marangon 2014 {published data only}
    1. Marangon M, Priftis K, Fedeli M, Masiero S, Tonin P, Piccione F. Lateralization of motor cortex excitability in stroke patients during action observation: a TMS study. BioMed Research International 2014; Vol. 2014. - PMC - PubMed
Sale 2012 {published data only}
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Sugg 2015 {published data only}
    1. Sugg K, Muller S, Winstein C, Hathorn D, Dempsey A. Does action observation training with immediate physical practice improve hemiparetic upper‐limb function in chronic stroke?. Neurorehabilitation and Neural Repair 2015;29(9):807‐17. [DOI: 10.1177/1545968314565512] - DOI - PubMed
Sun 2016 {published data only}
    1. Sun Y, Wei W, Luo Z, Gan H, Hu X. Improving motor imagery practice with synchronous action observation in stroke patients. Topics in Stroke Rehabilitation 2016;23(4):245‐53. - PubMed
Szameitat 2012 {published data only}
    1. Szameitat A, Shen S, Conforto A, Sterr A. Cortical activation during executed, imagined, observed, and passive wrist movements in healthy volunteers and stroke patients. NeuroImage 2012;62(1):266‐80. - PubMed
Wright 2014 {published data only}
    1. Wright D, Williams J, Holmes P. Combined action observation and imagery facilitates corticospinal excitability. Frontiers in Human Neuroscience 2014;8:951. - PMC - PubMed

References to studies awaiting assessment

Gu 2013 {published data only}
    1. Gu Y, Kim B. An impact of action‐observation training and task‐oriented training on activities of daily living of stroke patients. Journal of the Korean Society of Integrative Medicine 2013;1(3):19‐28. [10.15268/ksim.2013.1.3.019]
Jin‐Woo 2011 {published data only}
    1. Jin‐Woo J, Soon BY, Lee MK. The effect of action observation training on upper extremity function in chronic stroke patients. Journal of Korean Society of Occupational Therapy 2011;19:15–24.
Kim 2010 {published data only}
    1. Kim J, Yang B, Lee M. The effect of action observational physical training on manual dexterity in stroke patients. Physical Therapy Korea 2010;17(2):17‐24.
Ko 2014 {published data only}
    1. Ko HE, Park JJ, Lee KJ, Lee EH, Oh MH. The effect of action‐observational physical training based on mirror neuron system on upper extremity function and activities of daily living in stroke patient. Journal of the Korea Institute of Electronic Communication Sciences 2014;9(1):123‐30. [DOI: 10.13067/JKIECS.2014.9.1.123] - DOI
Lee 2016 {published data only}
    1. Lee H, Kim H, Kwon H, Cho Y, Lee S. Effects off the distant action observation training program on function restorations of chronic stroke patients. Journal of Korean Society of Occupational Therapy 2016;24(1):1‐13. [DOI: 10.14519/jksot.2016.24.1.01] - DOI
Yun 2011 {published data only}
    1. Yun TW, Lee MK. The change of mu rhythm during action observation in people with stroke. Journal of the Korean Society of Physical Medicine 2011;6(3):361‐8.

References to ongoing studies

NCT02235350 {published data only}
    1. NCT02235350. Study on the effectiveness of action observation treatment (AOT) as a rehabilitation tool in acute stroke patients and in chronic stroke patients with apraxia: a randomized controlled trial. http://clinicaltrials.gov/ct2/show/study/NCT02235350 (first received 9 September 2014). [NCT02235350]
NCT02871700 {published data only}
    1. NCT02871700. Comparative efficacy study of action observation therapy and mirror therapy after stroke: rehabilitation outcomes and neural mechanisms by MEG. http://clinicaltrials.gov/ct2/show/record/NCT02871700 (accessed October 2016) (first received 18 August 2016). [NCT02871700]
RBR‐26q4z9 {published data only}
    1. RBR‐26q4z9. Comparative study between action observation training and hydrotherapy in upper limb recovery after stroke: randomized clinical trial. http://ensaiosclinicos.gov.br/rg/RBR‐26q4z9/ (first received 22 April 2015).

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References to other published versions of this review

Borges 2015
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