Skip to main page content
U.S. flag

An official website of the United States government

Dot gov

The .gov means it’s official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you’re on a federal government site.

Https

The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.

Access keys NCBI Homepage MyNCBI Homepage Main Content Main Navigation
Randomized Controlled Trial
. 2019 Feb 1;179(2):204-211.
doi: 10.1001/jamainternmed.2018.6026.

Effect of a Biobehavioral Environmental Approach on Disability Among Low-Income Older Adults: A Randomized Clinical Trial

Affiliations
Randomized Controlled Trial

Effect of a Biobehavioral Environmental Approach on Disability Among Low-Income Older Adults: A Randomized Clinical Trial

Sarah L Szanton et al. JAMA Intern Med. .

Abstract

Importance: Disability among older adults is a strong predictor of health outcomes, health service use, and health care costs. Few interventions have reduced disability among older adults.

Objective: To determine whether a 10-session, home-based, multidisciplinary program reduces disability.

Design, setting, and participants: In this randomized clinical trial of 300 low-income community-dwelling adults with a disability in Baltimore, Maryland, between March 18, 2012, and April 29, 2016, 65 years or older, cognitively intact, and with self-reported difficulty with 1 or more activities of daily living (ADLs) or 2 or more instrumental ADLs (IADLs), participants were interviewed in their home at baseline, 5 months (end point), and 12 months (follow-up) by trained research assistants who were masked to the group allocation. Participants were randomized to either the intervention (CAPABLE) group (n = 152) or the attention control group (n = 148) through a computer-based assignment scheme, stratified by sex in randomized blocks. Intention-to-treat analysis was used to assess the intervention. Data were analyzed from September 2017 through August 2018.

Interventions: The CAPABLE group received up to 10 home visits over 5 months by occupational therapists, registered nurses, and home modifiers to address self-identified functional goals by enhancing individual capacity and the home environment. The control group received 10 social home visits by a research assistant.

Main outcomes and measures: Disability with ADLs or IADLs at 5 months. Each ADL and IADL task was self-scored from 0 to 2 according to whether in the previous month the person did not have difficulty and did not need help (0), did not need help but had difficulty (1), or needed help regardless of difficulty (2). The overall score ranged from 0 to 16 points.

Results: Of the 300 people randomized to either the CAPABLE group (n = 152) or the control group (n = 148), 133 of the CAPABLE participants (87.5%) were women with a mean (SD) age of 75.7 (7.6) years; 126 (82.9%) self-identified as black. Of the controls, 129 (87.2%) were women with a mean (SD) age of 75.4 (7.4) years; 133 (89.9%) self-identified as black. CAPABLE participation resulted in 30% reduction in ADL disability scores at 5 months (relative risk [RR], 0.70; 95% CI, 0.54-0.93; P = .01) vs control participation. CAPABLE participation resulted in a statistically nonsignificant 17% reduction in IADL disability scores (RR, 0.83; 95% CI, 0.65-1.06; P = .13) vs control participation. Participants in the CAPABLE group vs those in the control group were more likely to report that the program made their life easier (82.3% vs 43.1%; P < .001), helped them take care of themselves (79.8% vs 35.5%; P < .001), and helped them gain confidence in managing daily challenges (79.9% vs 37.7%; P < .001).

Conclusions and relevance: Low-income community-dwelling older adults who received the CAPABLE intervention experienced substantial decrease in disability; disability may be modifiable through addressing both the person and the environment.

Trial registration: ClinicalTrials.gov identifier: NCT01576133.

PubMed Disclaimer

Conflict of interest statement

Conflict of Interest Disclosures: Drs Szanton and Gitlin reported being inventors of the CAPABLE training program, for which the Johns Hopkins University is entitled to fees. This arrangement has been reviewed and approved by the Johns Hopkins University in accordance with its conflict of interest policies.

Figures

Figure 1.
Figure 1.. CONSORT Flow Diagram
Figure 2.
Figure 2.. Survey Responses by Intervention and Control Group Participants
At 5 months or program completion, participants were asked to complete a 10-item survey that assesses their satisfaction with aspects of the CAPABLE program, including (1) overall benefit, (2-9) how the program addressed specific functional goals, and (10) whether the program required too much work or effort. Participants could pick 1 of 3 responses for each question: not at all, some, or a great deal.

Comment in

Similar articles

Cited by

References

    1. Freedman VA, Spillman BC. The residential continuum from home to nursing home: size, characteristics and unmet needs of older adults. J Gerontol B Psychol Sci Soc Sci. 2014;69(suppl 1):S42-S50. doi:10.1093/geronb/gbu120 - DOI - PMC - PubMed
    1. Arnau A, Espaulella J, Serrarols M, Canudas J, Formiga F, Ferrer M. Risk factors for functional decline in a population aged 75 years and older without total dependence: A one-year follow-up. Arch Gerontol Geriatr. 2016;65:239-247. doi:10.1016/j.archger.2016.04.002 - DOI - PubMed
    1. Gitlin LN, Hauck WW, Winter L, Dennis MP, Schulz R. Effect of an in-home occupational and physical therapy intervention on reducing mortality in functionally vulnerable older people: preliminary findings. J Am Geriatr Soc. 2006;54(6):950-955. doi:10.1111/j.1532-5415.2006.00733.x - DOI - PubMed
    1. Fuller-Thomson E, Nuru-Jeter A, Minkler M, Guralnik JM. Black-White disparities in disability among older Americans: further untangling the role of race and socioeconomic status. J Aging Health. 2009;21(5):677-698. doi:10.1177/0898264309338296 - DOI - PMC - PubMed
    1. Minkler M, Fuller-Thomson E, Guralnik JM. Gradient of disability across the socioeconomic spectrum in the United States. N Engl J Med. 2006;355(7):695-703. doi:10.1056/NEJMsa044316 - DOI - PubMed

Publication types

Associated data