Skip to main page content
U.S. flag

An official website of the United States government

Dot gov

The .gov means it’s official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you’re on a federal government site.

Https

The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.

Access keys NCBI Homepage MyNCBI Homepage Main Content Main Navigation
Clinical Trial
. 2020 Jul;86(7):1306-1313.
doi: 10.1111/bcp.14237. Epub 2020 Feb 21.

Efficacy gap between phase II and subsequent phase III studies in oncology

Affiliations
Clinical Trial

Efficacy gap between phase II and subsequent phase III studies in oncology

Rick A Vreman et al. Br J Clin Pharmacol. 2020 Jul.

Abstract

Aims: There is a trend for more flexibility in timing of evidence generation in relation to marketing authorization, including the option to complete phase III trials after authorization or not at all. This paper investigated the relation between phase II and III clinical trial efficacy in oncology.

Methods: All oncology drugs approved by the European Medicines Agency (2007-2016) were included. Phase II and phase III trials were matched based on indication and treatment and patient characteristics. Reported objective response rates (ORR), median progression-free survival (PFS) and median overall survival (OS) were analysed through weighted mixed-effects regression with previous treatment, treatment regimen, blinding, randomization, marketing authorization type and cancer type as covariates.

Results: A total of 81 phase II-III matches were identified including 252 trials. Mean (standard deviation) weighted difference (phase III minus II) was -4.2% (17.4) for ORR, 2.1 (6.7) months for PFS and -0.3 (5.1) months for OS, indicating very small average differences between phases. Differences varied substantially between individual indications: from -46.6% to 47.3% for ORR, from -5.3 to 35.9 months for PFS and from -13.3 to 10.8 months for OS. All covariates except blinding were associated with differences in effect sizes for at least 1 outcome.

Conclusions: The lack of marked average differences between phases may encourage decision-makers to regard the quality of design and total body of evidence instead of differentiating between phases of clinical development. The large variability emphasizes that replication of study findings remains essential to confirm efficacy of oncology drugs and discern variables associated with demonstrated effects.

Keywords: clinical trials; conditional marketing authorization; efficacy; oncology; phase; regulation.

PubMed Disclaimer

Conflict of interest statement

R.A.V. reports funding from the Governmental Dutch National Health Care Institute for the submitted work. All other authors declare no support from any organization for the submitted work; A.M.H. reports unrestricted grants from GlaxoSmithKline, outside the submitted work. H.G.M.L. reports that he is past‐chairman of the Dutch Medicines Evaluation Board and past‐member of the EMA Committee for Medicinal Products for Human Use. He also reports that he is a member of the Lygature Leadership Team. The other authors declare no other relationships or activities that could appear to have influenced the submitted work.

Figures

Figure 1
Figure 1
Flowchart for the inclusion of phase II‐phase III matched sets and trials. EMA: European Medicines Agency; NME: new molecular entity; ORR: objective response rate; PFS: progression‐free survival; OS: overall survival
Figure 2
Figure 2
Scatterplots of phase II vs phase III results for objective response rate (ORR), median progression‐free survival (PFS) and median overall survival (OS). Line: Y = x

References

    1. International Council for Harmonisation (ICH) . E8 General Considerations for Clinical Trials. Switserland. 1997. [Internet]. [cited 2018 Sep 7]. Available from: http://www.ich.org/products/guidelines/efficacy/efficacy-single/article/...
    1. European Medicines Agency . CPMP. E8 (CPMP/ICH/291/95) General Considerations for Clinical Trials. London. 1997. [Internet]. [cited 2018. Sep 7]. Available from: http://www.ema.europa.eu/ema/index.jsp?curl=pages/regulation/general/gen...
    1. Downing NS, Aminawung JA, Shah ND, Krumholz HM, Ross JS. Clinical trial evidence supporting FDA approval of novel therapeutic agents, 2005‐2012. JAMA. 2014;311(4):368‐377. - PMC - PubMed
    1. Morant AV, Vestergaard HT. European marketing authorizations granted based on a single pivotal clinical trial: the rule or the exception? Clinical Pharmacology & Therapeutics. 2018;104(1):169‐177. - PubMed
    1. Naci H, Smalley KR, Kesselheim AS. Characteristics of preapproval and Postapproval studies for drugs granted accelerated approval by the US Food and Drug Administration. JAMA. 2017;318(7):626‐636. - PMC - PubMed

Publication types