Automatic Respiratory Phase Identification Using Tracheal Sounds and Movements During Sleep

Abstract

One of the most important signals to assess respiratory function, especially in patients with sleep apnea, is airflow. A convenient method to estimate airflow is based on analyzing tracheal sounds and movements. However, this method requires accurate identification of respiratory phases. Our goal is to develop an automatic algorithm to analyze tracheal sounds and movements to identify respiratory phases during sleep. Data from adults with suspected sleep apnea who were referred for in-laboratory sleep studies were included. Simultaneously with polysomnography, tracheal sounds and movements were recorded with a small wearable device attached to the suprasternal notch. First, an adaptive detection algorithm was developed to localize the respiratory phases in tracheal sounds. Then, for each phase, a set of morphological features from sound energy and tracheal movement were extracted to classify the localized phases into inspirations or expirations. The average error and time delay of detecting respiratory phases were 7.62% and 181 ms during normal breathing, 8.95% and 194 ms during snoring, and 13.19% and 220 ms during respiratory events, respectively. The average classification accuracy was 83.7% for inspirations and 75.0% for expirations. Respiratory phases were accurately identified from tracheal sounds and movements during sleep.

Keywords: Airflow estimation; Respiratory phases; Sleep apnea; Tracheal movements; Tracheal sounds.