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Clinical Trial
. 2022 Jan 20;40(3):282-293.
doi: 10.1200/JCO.21.02554. Epub 2021 Dec 7.

Adjuvant Palbociclib for Early Breast Cancer: The PALLAS Trial Results (ABCSG-42/AFT-05/BIG-14-03)

Affiliations
Clinical Trial

Adjuvant Palbociclib for Early Breast Cancer: The PALLAS Trial Results (ABCSG-42/AFT-05/BIG-14-03)

Michael Gnant et al. J Clin Oncol. .

Abstract

Purpose: Palbociclib is a cyclin-dependent kinase 4 and 6 inhibitor approved for advanced breast cancer. In the adjuvant setting, the potential value of adding palbociclib to endocrine therapy for hormone receptor-positive breast cancer has not been confirmed.

Patients and methods: In the prospective, randomized, phase III PALLAS trial, patients with hormone receptor-positive, human epidermal growth factor receptor 2-negative early breast cancer were randomly assigned to receive 2 years of palbociclib (125 mg orally once daily, days 1-21 of a 28-day cycle) with adjuvant endocrine therapy or adjuvant endocrine therapy alone (for at least 5 years). The primary end point of the study was invasive disease-free survival (iDFS); secondary end points were invasive breast cancer-free survival, distant recurrence-free survival, locoregional cancer-free survival, and overall survival.

Results: Among 5,796 patients enrolled at 406 centers in 21 countries worldwide over 3 years, 5,761 were included in the intention-to-treat population. At the final protocol-defined analysis, at a median follow-up of 31 months, iDFS events occurred in 253 of 2,884 (8.8%) patients who received palbociclib plus endocrine therapy and in 263 of 2,877 (9.1%) patients who received endocrine therapy alone, with similar results between the two treatment groups (iDFS at 4 years: 84.2% v 84.5%; hazard ratio, 0.96; CI, 0.81 to 1.14; P = .65). No significant differences were observed for secondary time-to-event end points, and subgroup analyses did not show any differences by subgroup. There were no new safety signals for palbociclib in this trial.

Conclusion: At this final analysis of the PALLAS trial, the addition of adjuvant palbociclib to standard endocrine therapy did not improve outcomes over endocrine therapy alone in patients with early hormone receptor-positive breast cancer.

Trial registration: ClinicalTrials.gov NCT02513394.

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Conflict of interest statement

Michael GnantEmployment: Sandoz (I)Honoraria: Amgen, Novartis, AstraZeneca, LillyConsulting or Advisory Role: Daiichi Sankyo, Veracyte, Tolmar¸ LifeBrain, Lilly Amylou C. DueckPatents, Royalties, Other Intellectual Property: Royalties from licensing fees for a patient symptom questionnaire (MPN-SAF) Miguel MartinHonoraria: Roche/Genentech, Lilly, Pfizer, Novartis, Pierre FabreConsulting or Advisory Role: Roche/Genentech, Novartis, Pfizer, Lilly, AstraZeneca, Taiho Pharmaceutical, PharmaMarSpeakers' Bureau: Lilly/ImClone, Roche/Genentech, Pierre FabreResearch Funding: Novartis (Inst), Roche (Inst)¸ Puma Biotechnology (Inst)Other Relationship: Roche, Novartis Hal J. BursteinThis author is an Associate Editor for Journal of Clinical Oncology. Journal policy recused the author from having any role in the peer review of this manuscript. Richard GreilHonoraria: Celgene, Roche, Merck, Takeda, AstraZeneca, Novartis, Amgen, Bristol Myers Squibb, MSD¸ Sandoz, AbbVie, Gilead Sciences, Daiichi SankyoConsulting or Advisory Role: Celgene, Novartis, Roche, Bristol Myers Squibb, Takeda, AbbVie, AstraZeneca, Janssen, MSD, Merck, Gilead Sciences, Daiichi SankyoResearch Funding: Celgene (Inst), Merck (Inst), Takeda (Inst), AstraZeneca (Inst), Novartis (Inst), Amgen (Inst), Bristol Myers Squibb (Inst), MSD (Inst), Sandoz (Inst), Gilead Sciences (Inst), Roche (Inst)Travel, Accommodations, Expenses: Roche, Amgen, Janssen-Cilag, AstraZeneca, Novartis, MSD, Celgene, Gilead Sciences, Bristol Myers Squibb, AbbVie, Daiichi Sankyo Antonio C. WolffThis author is an Associate Editor for Journal of Clinical Oncology. Journal policy recused the author from having any role in the peer review of this manuscript.Consulting or Advisory Role: Ionis PharmaceuticalsPatents, Royalties, Other Intellectual Property: A.C.W. has been named as an inventor on one or more issued patents or pending patent applications related to methylation in breast cancer, has assigned his rights to JHU, and participates in a royalty sharing agreement with JHUOpen Payments Link: https://openpaymentsdata.cms.gov/physician/357301/summary Arlene ChanHonoraria: Novartis, LillyConsulting or Advisory Role: LillyResearch Funding: Eisai Eric P. WinerHonoraria: Genomic Health, Genentech/RocheConsulting or Advisory Role: Leap Therapeutics, Seattle Genetics, Jounce Therapeutics, GlaxoSmithKline, Carrick Therapeutics, Lilly, G1 Therapeutics, Syros Pharmaceuticals, Genentech/Roche, Gilead Sciences, Zymeworks, AthenexResearch Funding: Genentech (Inst)Other Relationship: InfiniteMD Georg PfeilerHonoraria: Amgen, Roche/Genentech, Pfizer¸ Lilly, AstraZeneca/Merck, AstraZeneca/Daiichi Sankyo, Novartis, UCB, Accord HealthcareConsulting or Advisory Role: Pfizer¸ Amgen¸ Lilly, Novartis, AstraZeneca/Merck, AstraZeneca/Daiichi Sankyo, UCB, Roche/GenentechSpeakers' Bureau: Roche/Genentech, Pfizer, Lilly, Novartis, UCB, AstraZeneca/Merck, AstraZeneca/Daiichi Sankyo, Accord Healthcare, Amgen, Accord HealthcareResearch Funding: Pfizer, Roche/GenentechTravel, Accommodations, Expenses: Novartis, Lilly, Roche/Genentech, Lilly, AstraZeneca/Daiichi Sankyo Kathy MillerThis author is an Associate Editor for Journal of Clinical Oncology. Journal policy recused the author from having any role in the peer review of this manuscript.Consulting or Advisory Role: Merck, Genentech/Roche, Athenex, AstraZeneca, Bristol Myers Squibb/CelgeneResearch Funding: Taiho Pharmaceutical (Inst), Novartis (Inst), Seattle Genetics (Inst), Pfizer (Inst), Astex Pharmaceuticals (Inst), British Biotech (Inst), CytomX Therapeutics (Inst), Alphamab (Inst) Marco ColleoniResearch Funding: Roche (Inst) Gabor RubovskyConsulting or Advisory Role: Pfizer, Novartis, Roche, Gilead SciencesTravel, Accommodations, Expenses: Amgen Judith M. BlissResearch Funding: AstraZeneca (Inst), Merck Sharp & Dohme (Inst), Puma Biotechnology (Inst), Pfizer (Inst), Roche (Inst), GlaxoSmithKline/Novartis (Inst), Lilly (Inst), Janssen-Cilag (Inst), Clovis Oncology (Inst)Travel, Accommodations, Expenses: Pfizer Ingrid A. MayerConsulting or Advisory Role: Novartis, AstraZeneca, Lilly, Genentech, GlaxoSmithKline, Immunomedics, MacroGenics, Pfizer, AbbVie, Seattle Genetics, Puma Biotechnology, Cyclacel, Blueprint Medicines, SanofiResearch Funding: Novartis (Inst), Pfizer (Inst), Genentech (Inst) Christian SingerHonoraria: Novartis, AstraZeneca/MedImmune, Daiichi Sankyo Europe GmbHConsulting or Advisory Role: AstraZeneca/MedImmune, Daiichi-Sankyo, Gilead Sciences, Sanofi/Aventis, NovartisSpeakers' Bureau: Novartis, AstraZeneca/MedImmuneResearch Funding: Novartis, Sanofi, Myriad Genetics, Roche, AstraZeneca/MedImmuneTravel, Accommodations, Expenses: Roche, Novartis Zbigniew NoweckiTravel, Accommodations, Expenses: Roche/Genentech Olwen HahnLeadership: Via OncologyStock and Other Ownership Interests: Teleflex MedicalHonoraria: Cardinal Health (I)Consulting or Advisory Role: Pfizer, hmpglobal.comTravel, Accommodations, Expenses: Cardinal Health (I) Jacqui ThomsonHonoraria: MSD Oncology, Roche/Genentech Norman WolmarkOpen Payments Link: https://openpaymentsdata.cms.gov/physician/159597 Hope S. RugoHonoraria: Puma Biotechnology, MylanConsulting or Advisory Role: SamsungResearch Funding: MacroGenics (Inst), OBI Pharma (Inst), Eisai (Inst), Pfizer (Inst), Novartis (Inst), Lilly (Inst), Genentech (Inst), Merck (Inst), Immunomedics (Inst), Odonate Therapeutics (Inst), Daiichi Sankyo (Inst), Seattle Genetics (Inst), Sermonix Pharmaceuticals (Inst), AstraZeneca (Inst)Travel, Accommodations, Expenses: Pfizer, Novartis, Mylan, AstraZeneca Spain, MerckOpen Payments Link: https://openpaymentsdata.cms.gov/summary Guenther G. StegerHonoraria: Pfizer, Lilly, Novartis, Roche, AstraZeneca/Daiichi Sankyo, Teva, Pfizer, Lilly, NovartisTravel, Accommodations, Expenses: Roche, Teva Blanca Hernando Fernández de AránguizHonoraria: GlaxoSmithKline, PharmaMar, Clovis OncologyTravel, Accommodations, Expenses: Pfizer, MSD Oncology, Roche Tufia C. HaddadResearch Funding: Takeda (Inst) Meritxell Bellet EzquerraConsulting or Advisory Role: Pfizer, Lilly, NovartisSpeakers' Bureau: Lilly, Pfizer, Novartis Hannes FohlerEmployment: Takeda (I)Research Funding: Pfizer (Inst) Otto MetzgerHonoraria: Grupo Oncoclinicas, RocheResearch Funding: Susan G. Komen for the Cure (Inst), Pfizer (Inst), Roche/Genentech (Inst), Eisai (Inst), Cascadian Therapeutics (Inst), AbbVie (Inst)Travel, Accommodations, Expenses: Grupo Oncoclinicas Anita Jallitsch-HalperResearch Funding: Pfizer (Inst) Kadine SolomonEmployment: Alliance Foundation TrialsStock and Other Ownership Interests: Pfizer, Merck, Moderna Therapeutics Céline SchurmansResearch Funding: Pfizer (Inst), Roche/Genentech (Inst), AstraZeneca (Inst), Novartis (Inst), Servier (Inst), Pfizer (Inst), Sanofi (Inst)Patents, Royalties, Other Intellectual Property: My organization receives royalties from Agendia Kathy P. TheallEmployment: PfizerStock and Other Ownership Interests: PfizerHonoraria: PfizerTravel, Accommodations, Expenses: Pfizer Dongrui R. LuEmployment: PfizerStock and Other Ownership Interests: Pfizer Kathleen TennerStock and Other Ownership Interests: Merck Christian FeslResearch Funding: Pfizer (Inst) Angela DeMicheleResearch Funding: Pfizer (Inst), Genentech (Inst), Calithera Biosciences (Inst), Novartis (Inst) Erica L. MayerConsulting or Advisory Role: Lilly, Novartis, AstraZeneca, Gilead SciencesResearch Funding: Pfizer (Inst)No other potential conflicts of interest were reported.

Figures

FIG 1.
FIG 1.
CONSORT diagram. aOf 6,688 patients who were screened for eligibility, 892 were not randomly assigned because of the following reasons: not meeting inclusion criteria (n = 466), declined to participate (n = 259), and other reasons (n = 167), leading to 5,796 randomly assigned patients. bIncludes 36 patients from the palbociclib plus endocrine therapy group who received endocrine therapy only.
FIG 2.
FIG 2.
Kaplan-Meier estimates of survival for the primary end point of (A) iDFS and for the secondary end points of (B) invasive breast cancer–free survival, (C) distant recurrence-free survival, (D) locoregional recurrence-free survival, and (E) OS are shown for women with stage II-III histologically confirmed hormone receptor–positive, HER2-negative breast cancer. The HRs with 95% CIs are given for each end point. In addition, the P value of a stratified log-rank test is shown for the primary end point. The numbers along the curves indicate the event-free rates in yearly intervals. ET, endocrine treatment; HER2, human epidermal growth factor receptor 2; HR, hazard ratio; iDFS, invasive disease-free survival; OS, overall survival; P, palbociclib.
FIG 3.
FIG 3.
The forest plot shows the HRs (diamonds) and 95% CIs (horizontal lines) with regard to invasive disease-free survival within subgroups according to anatomic stage, tumor stage (T-stage), nodal status (N-stage), histologic grade, prior neoadjuvant or adjuvant chemotherapy, and age group. The solid vertical line indicates the overall HR estimate, and the dashed vertical line indicates a HR of 1.00. No significant interactions between subgroups and treatment groups were observed. ET, endocrine treatment; HR, hazard ratio; P, palbociclib.
Despite its sobering result, PALLAS is a role model collaboration of caregivers in 21 countries around the globe

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