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. 2022 Nov:143:154-165.
doi: 10.1016/j.clinph.2022.08.018. Epub 2022 Sep 5.

Digitalized transcranial electrical stimulation: A consensus statement

Andre R Brunoni  1 Hamed Ekhtiari  2 Andrea Antal  3 Paradee Auvichayapat  4 Chris Baeken  5 Isabela M Benseñor  6 Marom Bikson  7 Paulo Boggio  8 Barbara Borroni  9 Filippo Brighina  10 Jerome Brunelin  11 Sandra Carvalho  12 Wolnei Caumo  13 Patrick Ciechanski  14 Leigh Charvet  15 Vincent P Clark  16 Roi Cohen Kadosh  17 Maria Cotelli  18 Abhishek Datta  19 Zhi-De Deng  20 Rudi De Raedt  21 Dirk De Ridder  22 Paul B Fitzgerald  23 Agnes Floel  24 Flavio Frohlich  25 Mark S George  26 Peyman Ghobadi-Azbari  27 Stephan Goerigk  28 Roy H Hamilton  29 Shapour J Jaberzadeh  30 Kate Hoy  23 Dawson J Kidgell  31 Arash Khojasteh Zonoozi  32 Adam Kirton  33 Steven Laureys  34 Michal Lavidor  35 Kiwon Lee  36 Jorge Leite  37 Sarah H Lisanby  20 Colleen Loo  38 Donel M Martin  38 Carlo Miniussi  39 Marine Mondino  40 Katia Monte-Silva  41 Leon Morales-Quezada  42 Michael A Nitsche  43 Alexandre H Okano  44 Claudia S Oliveira  45 Balder Onarheim  46 Kevin Pacheco-Barrios  47 Frank Padberg  48 Ester M Nakamura-Palacios  49 Ulrich Palm  50 Walter Paulus  51 Christian Plewnia  52 Alberto Priori  53 Tarek K Rajji  54 Lais B Razza  55 Erik M Rehn  56 Giulio Ruffini  57 Klaus Schellhorn  58 Mehran Zare-Bidoky  59 Marcel Simis  60 Pawel Skorupinski  57 Paulo Suen  55 Aurore Thibaut  61 Leandro C L Valiengo  62 Marie-Anne Vanderhasselt  63 Sven Vanneste  64 Ganesan Venkatasubramanian  65 Ines R Violante  17 Anna Wexler  66 Adam J Woods  67 Felipe Fregni  68
Affiliations

Digitalized transcranial electrical stimulation: A consensus statement

Andre R Brunoni et al. Clin Neurophysiol. 2022 Nov.

Abstract

Objective: Although relatively costly and non-scalable, non-invasive neuromodulation interventions are treatment alternatives for neuropsychiatric disorders. The recent developments of highly-deployable transcranial electric stimulation (tES) systems, combined with mobile-Health technologies, could be incorporated in digital trials to overcome methodological barriers and increase equity of access. The study aims are to discuss the implementation of tES digital trials by performing a systematic scoping review and strategic process mapping, evaluate methodological aspects of tES digital trial designs, and provide Delphi-based recommendations for implementing digital trials using tES.

Methods: We convened 61 highly-productive specialists and contacted 8 tES companies to assess 71 issues related to tES digitalization readiness, and processes, barriers, advantages, and opportunities for implementing tES digital trials. Delphi-based recommendations (>60% agreement) were provided.

Results: The main strengths/opportunities of tES were: (i) non-pharmacological nature (92% of agreement), safety of these techniques (80%), affordability (88%), and potential scalability (78%). As for weaknesses/threats, we listed insufficient supervision (76%) and unclear regulatory status (69%). Many issues related to methodological biases did not reach consensus. Device appraisal showed moderate digitalization readiness, with high safety and potential for trial implementation, but low connectivity.

Conclusions: Panelists recognized the potential of tES for scalability, generalizability, and leverage of digital trials processes; with no consensus about aspects regarding methodological biases.

Significance: We further propose and discuss a conceptual framework for exploiting shared aspects between mobile-Health tES technologies with digital trials methodology to drive future efforts for digitizing tES trials.

Keywords: Delphi panel; Digital health; Mobile Health; Non-invasive neuromodulation; Systematic review.

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Figures

Figure 1:
Figure 1:
Study workflow. First, the steering committee (SC) was formed, including prominent researchers in the field. Then, supplemented by the results of a systematic review conducted on transcranial electric stimulation (tES) trials, the SC developed the questionnaire, which was sent to all participants of the study (SC and expert panel (EP)) to answer it. Simultaneously, companies producing tES devices were contacted, based on the companies known by the SC and EP, to provide details about the available devices. Finally, the SC analyzed the data received from the questionnaire and all participants took part in reporting the results.
Figure 2:
Figure 2:
Digitalization readiness of tES devices. Based on the feedback of 8 out of 13 major transcranial electric current stimulation (tES) companies, we evaluated the readiness of these systems for digital trials, considering their connectivity (capability of communicating with other devices and the Web, due to the presence of Bluetooth, Wi-Fi, 3G/4G/5G, and communication with third-party apps), methodological aspects (randomization, sham, blinding, built-in data collection, optional data collection, and optional research dashboard), parameter space flexibility (current intensity, session duration, number of sessions, electrode positioning), ecological footprint (rechargeability and replaceability of batteries, recyclability and reusability of sponges, and recyclability of devices), front-end interface (smartphone app, touch screen, device itself, no interaction), and data security (compliance to laws such as GDPR, mention of encryption and anonymization procedures, and option for not collecting sensitive data). The questionnaires and rating systems are described in the Supplementary Material - Appendix 5.
Figure 3:
Figure 3:
SWOT (Strengths, Weaknesses, Opportunities, and Threats) assessment for digital tES trials. This figure depicts the ratings of 6155 participants (24 27 from the steering committee and 31 34 from the expert panel) for the ptES clinical trials strengths and opportunities (A) and threats and weaknesses (B). Each item was rated from strongly disagree to strongly agree. In ratings for the potential strengths and opportunities of tES clinical trials (A), all of the items have reached the 50% threshold of agreement (rated as either agree or strongly agree by more than 50% of the respondents). These items have also reached a more stringent threshold of 60%. However, in ratings for the potential threats and weaknesses of ptES clinical trials (B), two of the items (2.4. Skin burns as a relevant side effect, and 2.6. Higher rates of serious adverse events) did not reach the 50% threshold. Items are represented by their summary in the figure. Full text of the items is provided in Supplementary Tables 1 and 2. tDCS=transcranial direct current stimulation. ptES=portable transcranial electrical stimulation. DIY=do-it-yourself.
Figure 4:
Figure 4:
Ratings for advantages and challenges of conducting tES digital trials. This figure depicts the ratings of 55 61 raters (24 34 from the steering committee and 31 27 from the expert panel) for methodological aspects of tES. Each item was rated from strongly disagree to strongly agree. In ratings for the advantages of transcranial electric stimulation (tES) digital trials from a methodological perspective, only one item (1.8. Greater internal validity) did not reach the agreement threshold of 50% (rated as either agree or strongly agree by more than 50% of the respondents). All of the other items in this category also reached a more stringent threshold of 60%. However, in ratings for challenges of tES digital trials from a methodological perspective, 9 items (2.3. Increased risk for suicidality, 2.4. Increased risk for the manic switch, 2.5. Increased risk for cognitive effects, 2.6. Increased risk for SAEs, 2.7. ptES will substitute on-site, 2.8. More dropouts, 2.9. More selection biases, 2.10. More randomization biases, and 2.13. More assessment biases) did not reach the 50% threshold of agreement. With a more stringent threshold of 60%, two additional items (2.11. More blinding biases and 2.12. More sham biases) dropped out from the agreement. Items are represented by their summary in the figure. Full texts of the items are provided in Supplementary Table 3. ptES=portable transcranial electrical stimulation. SAE=serious adverse event.
Figure 5:
Figure 5:
Ratings of the tES clinical trials team features and general recommendations on digitizing tES trials. This figure depicts the ratings of 55 61 participants (24 34 from the steering committee and 31 27 from the expert panel) for the ptES clinical trials team features (A) and general recommendations for digitizing ptES clinical trials (B). Each item was rated from strongly disagree to strongly agree. In ratings for the ptES clinical trials team features (A), all of the items have reached the 50% threshold of agreement (rated as either agree or strongly agree by more than 50% of the respondents). These items have also reached a more stringent threshold of 60%. Similarly, in ratings for the general recommendations for digitizing ptES clinical trials (B), all of the items have reached the 50% threshold of agreement. However, with a more stringent threshold of 60%, one item (8. Develop methods to assess AEs) dropped out from the agreement. Items are represented by their summary in the figure. Full text of the items is provided in Supplementary Tables 4 and 5. ptES=portable transcranial electrical stimulation. AE=adverse event. SAE=serious adverse event.
Figure 6:
Figure 6:
A conceptual framework for digitizing neuromodulation. As depicted on the left side of the figure, transcranial electric stimulation devices had been relatively simple, essentially using batteries connected to electrodes to deliver constant currents, and contain few (micro) electronic components. Although portable and safe, they had not been specifically designed for use outside hospital or academic center settings. New and future generations of tES will be mobile Health tES systems using digital technologies for improving health outcomes. They are and will be smaller and lighter than previous generations, possessing wireless connectivity. Such devices are already used at home and are self-delivered, usually with some degree of remote supervision. Their use will be supported by proprietary or third-party apps and wearables. Resulting together with the aforementioned concept as digitizing neuromodulation, the right side of the figure shows digital trials as clinical trials that use digital features to enhance recruitment, assessment, and data analysis and could unleash the full potential of tES regarding scalability and equity of access. There are many similarities between the assumptions of digital trials and the capabilities of mtES, which are discussed in this work. EMA=Ecological momentary assessment. mtES=mobile transcranial electrical stimulation.

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