Skip to main page content
U.S. flag

An official website of the United States government

Dot gov

The .gov means it’s official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you’re on a federal government site.

Https

The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.

Access keys NCBI Homepage MyNCBI Homepage Main Content Main Navigation
. 2023 Sep 20;41(27):4433-4442.
doi: 10.1200/JCO.23.00435. Epub 2023 Jul 11.

Standardized Definitions for Efficacy End Points in Neoadjuvant Breast Cancer Clinical Trials: NeoSTEEP

Affiliations

Standardized Definitions for Efficacy End Points in Neoadjuvant Breast Cancer Clinical Trials: NeoSTEEP

Jennifer K Litton et al. J Clin Oncol. .

Abstract

Purpose: The Standardized Definitions for Efficacy End Points (STEEP) criteria, established in 2007 and updated in 2021 (STEEP 2.0), provide standardized definitions of adjuvant breast cancer (BC) end points. STEEP 2.0 identified a need to separately address end points for neoadjuvant clinical trials. The multidisciplinary NeoSTEEP working group of experts was convened to critically evaluate and align neoadjuvant BC trial end points.

Methods: The NeoSTEEP working group concentrated on neoadjuvant systemic therapy end points in clinical trials with efficacy outcomes-both pathologic and time-to-event survival end points-particularly for registrational intent. Special considerations for subtypes and therapeutic approaches, imaging, nodal staging at surgery, bilateral and multifocal diseases, correlative tissue collection, and US Food and Drug Administration regulatory considerations were contemplated.

Results: The working group recommends a preferred definition of pathologic complete response (pCR) as the absence of residual invasive cancer in the complete resected breast specimen and all sampled regional lymph nodes (ypT0/Tis ypN0 per AJCC staging). Residual cancer burden should be a secondary end point to facilitate future assessment of its utility. Alternative end points are needed for hormone receptor-positive disease. Time-to-event survival end point definitions should pay particular attention to the measurement starting point. Trials should include end points originating at random assignment (event-free survival and overall survival) to capture presurgery progression and deaths as events. Secondary end points adapted from STEEP 2.0, which are defined from starting at curative-intent surgery, may also be appropriate. Specification and standardization of biopsy protocols, imaging, and pathologic nodal evaluation are also crucial.

Conclusion: End points in addition to pCR should be selected on the basis of clinical and biologic aspects of the tumor and the therapeutic agent investigated. Consistent prespecified definitions and interventions are paramount for clinically meaningful trial results and cross-trial comparison.

PubMed Disclaimer

Conflict of interest statement

The following represents disclosure information provided by authors of this manuscript. All relationships are considered compensated unless otherwise noted. Relationships are self-held unless noted. I = Immediate Family Member, Inst = My Institution. Relationships may not relate to the subject matter of this manuscript. For more information about ASCO's conflict of interest policy, please refer to www.asco.org/rwc or ascopubs.org/jco/authors/author-center.

Open Payments is a public database containing information reported by companies about payments made to US-licensed physicians (Open Payments).

Jennifer K. Litton

Honoraria: UpToDate

Consulting or Advisory Role: Pfizer, AstraZeneca, Medivation/Pfizer, Ayala Pharmaceuticals

Speakers' Bureau: Physicians' Education Resource, UpToDate, Med Learning Group, Medscape, Prime Oncology, Clinical Care Options, Medpage

Research Funding: Genentech (Inst), Pfizer (Inst), EMD Serono (Inst), AstraZeneca (Inst), Zenith Epigenetics (Inst), Merck (Inst), GlaxoSmithKline (Inst)

Patents, Royalties, Other Intellectual Property: UptoDate, Patent Royalty by Certis (Inst)

Travel, Accommodations, Expenses: Physicians' Education Resource, Med Learning Group, Medscape, Clinical Care Options

Other Relationship: Medivation/Pfizer

Meredith M. Regan

Consulting or Advisory Role: Ipsen (Inst), Tolmar, Bristol Myers Squibb, Debiopharm Group (Inst), TerSera, AstraZeneca

Research Funding: Pfizer (Inst), Ipsen (Inst), Novartis (Inst), Merck (Inst), AstraZeneca (Inst), Pierre Fabre (Inst), Bayer (Inst), Bristol Myers Squibb (Inst), Roche (Inst), TerSera (Inst), Debiopharm Group (Inst), BioTheranostics (Inst)

Lajos Pusztai

Honoraria: BioTheranostics, Natera, OncoCyte, Athenex

Consulting or Advisory Role: H3 Biomedicine, Merck, Novartis, Seagen, Syndax, AstraZeneca, Roche/Genentech, Bristol Myers Squibb, Clovis Oncology, Immunomedics, Eisai, Almac Diagnostics, Pfizer

Research Funding: Merck (Inst), Genentech (Inst), Seagen (Inst), AstraZeneca (Inst), Bristol Myers Squibb (Inst), Pfizer (Inst)

Travel, Accommodations, Expenses: AstraZeneca

Uncompensated Relationships: NanoString Technologies, Foundation Medicine

Open Payments Link: https://openpaymentsdata.cms.gov/physician/110878

Hope S. Rugo

Consulting or Advisory Role: Napo Pharmaceuticals, Puma Biotechnology, Mylan, Eisai, Daiichi Sankyo

Research Funding: OBI Pharma (Inst), Pfizer (Inst), Novartis (Inst), Lilly (Inst), Merck (Inst), Daiichi Sankyo (Inst), Sermonix Pharmaceuticals (Inst), AstraZeneca (Inst), Gilead Sciences (Inst), Astellas Pharma (Inst), Pionyr (Inst), Taiho Oncology (Inst), Veru (Inst), GlaxoSmithKline (Inst), Hoffmann-La Roche AG/Genentech Inc (Inst)

Travel, Accommodations, Expenses: Merck, AstraZeneca, Gilead Sciences

Open Payments Link: https://openpaymentsdata.cms.gov/physician/183398

Sara M. Tolaney

Consulting or Advisory Role: Novartis, Pfizer, Merck, Lilly, AstraZeneca, Genentech, Eisai, Sanofi, Bristol Myers Squibb, Seagen, CytomX Therapeutics, Daiichi Sankyo, Immunomedics/Gilead, 4D Pharma, BeyondSpring Pharmaceuticals, OncXerna Therapeutics, Zymeworks, Zentalis, Blueprint Medicines, Reveal Genomics, ARC Therapeutics, Myovant Sciences, Umoja Biopharma, Menarini Group, AADi, Artios Biopharmaceuticals, Incyte, Zetagen, Bayer

Research Funding: Genentech/Roche (Inst), Merck (Inst), Exelixis (Inst), Pfizer (Inst), Lilly (Inst), Novartis (Inst), Bristol Myers Squibb (Inst), Eisai (Inst), AstraZeneca (Inst), NanoString Technologies (Inst), Cyclacel (Inst), Sanofi (Inst), Seagen (Inst), OncoPep (Inst), Gilead Sciences (Inst)

Travel, Accommodations, Expenses: Lilly, Sanofi

Reva K. Basho

Employment: Alignment Healthcare (I), Apollo Medical Holdings (I), Lawrence J. Ellison Institute for Transformative Medicine

Stock and Other Ownership Interests: Alignment Healthcare (I), Apollo Medical Holdings (I), Fresenius (I)

Consulting or Advisory Role: Seagen, Pfizer, Gilead Sciences, AstraZeneca

Speakers' Bureau: Lilly

Research Funding: Seagen (Inst), Merck (Inst), Pfizer (Inst), Takeda (Inst), Lilly (Inst)

Other Relationship: WebMD/Medscape, MJH Healthcare Holdings LLC

Uncompensated Relationships: Novartis, Pfizer, Genentech, AstraZeneca

Jean-Francois Boileau

Consulting or Advisory Role: Roche, Lilly, Pfizer, Merck, Exact Sciences, Novartis, AstraZeneca

Speakers' Bureau: Roche, Novartis, Pfizer, Merck, Exact Sciences, AstraZeneca

Research Funding: Roche (Inst), Novartis (Inst), Pfizer (Inst), AbbVie (Inst), Merck (Inst), Lilly (Inst), Bristol Myers Squibb (Inst), Exact Sciences (Inst), AstraZeneca (Inst)

Travel, Accommodations, Expenses: Roche, Allergan

Carsten Denkert

Consulting or Advisory Role: MSD Oncology, Daiichi Sankyo, Molecular Health, AstraZeneca, Roche, Lilly

Research Funding: Myriad Genetics (Inst), Roche (Inst), German Breast Group (Inst)

Patents, Royalties, Other Intellectual Property: VMscope digital pathology software, Patent WO2020109570A1, Patent WO2015114146A1, Patent WO2010076322A1

Nadia Harbeck

Stock and Other Ownership Interests: West German Study Group

Honoraria: Roche, Novartis, Pfizer, AstraZeneca, Pierre Fabre, Daiichi-Sankyo, MSD, Seagen, Lilly, Viatris, Sanofi, Zuellig Pharma, Gilead Sciences, Amgen

Consulting or Advisory Role: Novartis, Sandoz, West German Study Group (I), Seagen, Gilead Sciences, Roche/Genentech

Speakers' Bureau: Medscape, Springer Healthcare, EPG Communication

Research Funding: Roche/Genentech (Inst), Lilly (Inst), MSD (Inst), AstraZeneca (Inst)

Heather A. Jacene

Honoraria: Blue Earth Diagnostics, Munrol

Consulting or Advisory Role: Advanced Accelerator Applications, Spectrum Dynamics

Research Funding: GTx (Inst), Siemens Healthineers (Inst), Blue Earth Diagnostics (Inst)

Travel, Accommodations, Expenses: GE Healthcare

Tari A. King

Honoraria: Genomic Health, Exact Sciences

Consulting or Advisory Role: Genomic Health, Besins Healthcare, Exact Sciences

Travel, Accommodations, Expenses: Grupo Oncoclinicas

Other Relationship: PrecisCa

Ginny Mason

Consulting or Advisory Role: Novartis Pharmaceuticals UK Ltd (Inst), Novartis (Inst)

Ciara C. O'Sullivan

Honoraria: Seagen (Inst), AstraZeneca (Inst), Medscape (Inst)

Research Funding: Lilly (Inst), Seagen (Inst), Bavarian Nordic (Inst), Academic & Community Cancer Research United (Inst), Sermonix Pharmaceuticals (Inst), Tesaro (Inst), Genentech (Inst), Eisai (Inst), nference (Inst)

Patents, Royalties, Other Intellectual Property: nference Astra Zeneca (Inst)

Andrea L. Richardson

Consulting or Advisory Role: AstraZeneca, Oliver Wyman Health and Life Sciences Consulting/Marsh McLennan

Patents, Royalties, Other Intellectual Property: Inventor on HRD assay licensed to Myriad genetics. The IP is designated to Partners Healthcare. I am entitled to royalties and license fees

Mary Lou Smith

Consulting or Advisory Role: Novartis, Pfizer, Bayer (Inst)

Research Funding: Genentech (Inst), Novartis (Inst), Foundation Medicine (Inst), Exact Sciences (Inst), Pfizer (Inst), Seagen (Inst), Lilly (Inst)

Wendy A. Woodward

Honoraria: Exact Sciences

Consulting or Advisory Role: Exact Sciences, Epic Sciences

Open Payments Link: https://openpaymentsdata.cms.gov/physician/440115

No other potential conflicts of interest were reported.

References

    1. Hudis CA, Barlow WE, Costantino JP, et al. : Proposal for standardized definitions for efficacy end points in adjuvant breast cancer trials: The STEEP system. J Clin Oncol 25:2127-2132, 2007 - PubMed
    1. Tolaney SM, Garrett-Mayer E, White J, et al. : Updated standardized definitions for efficacy end points (STEEP) in adjuvant breast cancer clinical trials: STEEP version 2.0. J Clin Oncol 39:2720-2731, 2021 - PMC - PubMed
    1. Bonnefoi H, Litière S, Piccart M, et al. : Pathological complete response after neoadjuvant chemotherapy is an independent predictive factor irrespective of simplified breast cancer intrinsic subtypes: A landmark and two-step approach analyses from the EORTC 10994/BIG 1-00 phase III trial. Ann Oncol 25:1128-1136, 2014 - PMC - PubMed
    1. Pusztai L, Foldi J, Dhawan A, et al. : Changing frameworks in treatment sequencing of triple-negative and HER2-positive, early-stage breast cancers. Lancet Oncol 20:e390-e396, 2019 - PubMed
    1. FDA : Pathological Complete Response in Neoadjuvant Treatment of High-Risk Early-Stage Breast Cancer: Use as an Endpoint to Support Accelerated Approval Guidance for Industry. Rockville, MD, US Department of Health and Human Services, Food and Drug Administration, Oncology Center of Excellence, Center for Drug Evaluation and Research (CDER), Center for Biologics Evaluation and Research (CBER), 2020